Joseph John Ochotny

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1990 → Present
  Joseph J Ochotny Jr., Cpa
  Landsdale, PA
• 08/1998 → 09/2025
  Avantax Investment Services, Inc.
  North Wales, PA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Lansdale, PA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1999-10-21 → 2025-09-05
  Avantax Advisory Services
  Lansdale, PA

Other Businesses

1) Meghan's Foundation~PO Box 407~Solebury~PA~18963~Other~Member of the Board of Directors~11/11/2014~20hrs~0hrs~Board Member for non-profit organization. 3) Joseph J Ochotny, Jr~121 Meadwood Drive~Lansdale~PA~19446~Rental Property Owner/Management~Owner/Sole Proprietor~1/1/1980~4hrs~0hrs~Manage Properties. 4) Joseph J Ochotny Jr. CPA~112 So Main St~North Wales~PA~19454~Tax Preparation/Accounting~Owner/Sole Proprietor~5/1/2009~80hrs~4hrs~Tax prep, Bus acct, Personal acct, insur sales. 5) Jet Trading, LTD~P.O. Box 927~Lansdale~PA~19446~Transportation Employee~President~6/1/1987~1hrs~0hrs~Accounting & business management of general operations of small management company. 6) HARMONY WEALTH MANAGEMENT POSITION: Financial Adviser NATURE: DBA for Avantax activities INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 12/29/2022 ADDRESS: 1816 West Point Pike, Suite 122, Lansdale PA 19446, United States DESCRIPTION: DBA for Avantax activities.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-09
• S63 Uniform Securities Agent State Law Examination
  1998-09-28

Designations

• Personal Financial Specialist

Other Names

• Joseph John Jr Ochotny