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Alexandra Amore Cavallaro

Rbc Capital Markets, LLC

New York, NY

Westbury, NY

CRD 5844192

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-16
TX RA APPROVED_RES 2015-07-30
  • NY RA
    APPROVED
    Since 2021-10-16
  • TX RA
    APPROVED_RES
    Since 2015-07-30

Branch Locations

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Westbury, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc New York NY 03/2012 Present
Previous Registrations
Other Businesses

1) NAME OF ENTITY: Isengard Investment Partners LLC ADDRESS: 270 S Service Rd Ste 45 Mellville NY 11747 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private real estate investments CAPACITY: Owner - Active, Partner START DATE: 04/28/21 DUTIES: Authorized signer HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: St Brigid / Our Lady of Hope Regional School ADDRESS: 101 Maple Ave Westbury NY 11590 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Catholic school CAPACITY: Treasurer START DATE: 11/18/22 DUTIES: Have custody of all funds of the Parents' Association within the parameters as described by the Bylaws of the Parent's Association. Keep a full and accurate account of receipts and expenditures. Prepare an annual budget HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-21
  • S66 Uniform Combined State Law Examination
    2010-12-21
Other Names
  • Alexandra Amore
  • Alexandra Bravo Amore
  • Alexandra Bravo Cavallaro

View on SEC IAPD

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