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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-16 |
| TX | RA | APPROVED_RES | 2015-07-30 |
Branch Locations
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
Westbury, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | New York | NY | 03/2012 | Present |
1) NAME OF ENTITY: Isengard Investment Partners LLC ADDRESS: 270 S Service Rd Ste 45 Mellville NY 11747 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private real estate investments CAPACITY: Owner - Active, Partner START DATE: 04/28/21 DUTIES: Authorized signer HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: St Brigid / Our Lady of Hope Regional School ADDRESS: 101 Maple Ave Westbury NY 11590 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Catholic school CAPACITY: Treasurer START DATE: 11/18/22 DUTIES: Have custody of all funds of the Parents' Association within the parameters as described by the Bylaws of the Parent's Association. Keep a full and accurate account of receipts and expenditures. Prepare an annual budget HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-21 |
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