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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2024-09-19 |
| DC | RA | APPROVED | 2024-06-06 |
| ID | RA | APPROVED | 2023-08-08 |
| SC | RA | APPROVED | 2022-10-20 |
| LA | RA | APPROVED | 2022-03-15 |
| IL | RA | APPROVED | 2022-02-23 |
| UT | RA | APPROVED | 2022-02-10 |
| MN | RA | APPROVED | 2021-08-17 |
| NY | RA | APPROVED | 2021-04-16 |
| OH | RA | APPROVED | 2021-02-19 |
| WA | RA | APPROVED | 2021-01-13 |
| PA | RA | APPROVED | 2020-12-17 |
| CO | RA | APPROVED | 2020-09-09 |
| NC | RA | APPROVED | 2020-08-19 |
| TX | RA | APPROVED | 2020-08-13 |
| AZ | RA | APPROVED | 2020-04-21 |
| CA | RA | APPROVED | 2020-02-10 |
| GA | RA | APPROVED | 2019-06-24 |
| VA | RA | APPROVED | 2018-12-20 |
| CT | RA | APPROVED | 2018-10-02 |
| MO | RA | APPROVED | 2018-09-15 |
| FL | RA | APPROVED | 2018-09-10 |
| NJ | RA | APPROVED | 2018-09-04 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Sea Cliff, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | New York | NY | 01/2011 | Present |
| Park Avenue Securities, Llc | New York | NY | 03/2017 | Present |
| Guardian Life Insurance Company | Brooklyn | NY | 06/2024 | 08/2024 |
| Park Avenue Securities | Brooklyn | NY | 06/2024 | 08/2024 |
| Guardian Life Insurance Company | Sea Cliff | NY | 08/2024 | Present |
| Park Avenue Securities | Sea Cliff | NY | 08/2024 | Present |
1) Outside insurance, Start: 01/01/2014, Address: 437 Madison Avenue, 29th Floor New York, NY 10022, 6 total hours per month; 3 during securities trading hours. Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-29 |
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