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Czarina Lagman Frias

Dunham

San Diego, CA

San Diego, CA

San Diego, CA

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Current Employers
Dunham

6256 Greenwich Drive Suite 550, San Diego, CA 92122 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-26
  • CA RA
    APPROVED
    Since 2023-04-26

Branch Locations

6256 Greenwich Drive Suite 550, San Diego, CA 92122 • United States

6256 Greenwich Drive Suite 550, San Diego, CA 92122 • United States

6256 Greenwich Drive Suite 550, San Diego, CA 92122 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc San Diego CA 10/2017 05/2019
Jenson Tax & Bookkeeping San Diego CA 09/2017 10/2017
Qualcomm Inc San Diego CA 04/2013 09/2016
Transition Staffing Group San Diego CA 05/2017 07/2017
Unemployed San Diego CA 10/2016 05/2017
The Prudential Insurance Company Of America San Diego CA 01/2018 05/2019
Dunham & Associates Investment Counsel Inc. San Diego CA 05/2019 07/2022
Dunham & Associates Investment Counsel Inc. San Diego CA 04/2023 Present
Gold Bullion International San Diego CA 07/2022 04/2023
  • 10/2017 → 05/2019
    Pruco Securities, Llc
    San Diego, CA
  • 09/2017 → 10/2017
    Jenson Tax & Bookkeeping
    San Diego, CA
  • 04/2013 → 09/2016
    Qualcomm Inc
    San Diego, CA
  • 05/2017 → 07/2017
    Transition Staffing Group
    San Diego, CA
  • 10/2016 → 05/2017
    Unemployed
    San Diego, CA
  • 01/2018 → 05/2019
    The Prudential Insurance Company Of America
    San Diego, CA
  • 05/2019 → 07/2022
    Dunham & Associates Investment Counsel Inc.
    San Diego, CA
  • 04/2023 → Present
    Dunham & Associates Investment Counsel Inc.
    San Diego, CA
  • 07/2022 → 04/2023
    Gold Bullion International
    San Diego, CA
Previous Registrations
  • 2019-09-27 → 2022-07-27
    Dunham
    San Diego, CA
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-30
S63 Uniform Securities Agent State Law Examination 2017-12-09
  • S65 Uniform Investment Adviser Law Examination
    2019-08-30
  • S63 Uniform Securities Agent State Law Examination
    2017-12-09
Other Names
  • Garina (Mispelling) Frias
  • Czarina L Frias
  • Czarina Lagman Frias
  • Czarina Lagman Frias
  • Czarina Frias

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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