Eric John Henry

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-10-25
MN	RA	APPROVED	2023-10-24

TX RA
APPROVED_RES

Since 2023-10-25
MN RA
APPROVED

Since 2023-10-24

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisor Networks Llc	El Segundo	CA	03/2013	06/2023
Cetera Advisors Llc	Denver	CO	03/2013	06/2023
Cetera Investment Services Llc	Saint Cloud	MN	03/2013	Present
Cetera Financial Specialists Llc	Schaumburg	IL	03/2013	06/2023
Cetera Investment Advisers Llc	Saint Cloud	MN	10/2023	Present

03/2013 → 06/2023

Cetera Advisor Networks Llc

El Segundo, CA
03/2013 → 06/2023

Cetera Advisors Llc

Denver, CO
03/2013 → Present

Cetera Investment Services Llc

Saint Cloud, MN
03/2013 → 06/2023

Cetera Financial Specialists Llc

Schaumburg, IL
10/2023 → Present

Cetera Investment Advisers Llc

Saint Cloud, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-23
S63	Uniform Securities Agent State Law Examination	2010-12-10

S66 Uniform Combined State Law Examination

2023-10-23
S63 Uniform Securities Agent State Law Examination

2010-12-10

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews