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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 11/2015 | 08/2020 |
| Bbva Securities Inc. | Allen | TX | 11/2015 | 08/2020 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 11/2015 | 08/2020 |
| Bbva Wealth Solutions Inc. | Allen | TX | 12/2015 | 08/2020 |
| Hilltop Securities Inc. | Dallas | TX | 08/2020 | 09/2025 |
| Lpl Financial Llc | Sherman | TX | 09/2025 | Present |
1.09/04/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Cellar Strategies Wealth and Advisory Services; Investment Related; at Reported Business Location(s); Start Date 09/01/2025; 160hrs/mth; 8hrs during trading 2.08/04/2026; Kane Family Management Group; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 01/05/2026; 1hrs/mth; 0hrs during trading 3.08/04/2026; Decanted Wisdom, LLC; Business Owner; Not Investment Related; Sherman,TX; Start Date 01/05/2026; 20hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-12 |
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