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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2019-08-23
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2019-08-23

Branch Locations

Citi Private Bank 388 Greenwich Street, 25Th/29Th Floor, New York, NY 10013 • United States

Citi Private Bank 300 South Grand Avenue, Suite 3130, Los Angeles, CA 90071 • United States

North Caldwell, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gapstow Capital Partners New York NY 05/2014 03/2019
Citigroup New York NY 04/2019 Present
  • 05/2014 → 03/2019
    Gapstow Capital Partners
    New York, NY
  • 04/2019 → Present
    Citigroup
    New York, NY
Previous Registrations
Other Businesses

What is the name of the outside business? Marathon Dislocation Fund, L.P. //What is the nature of the outside business? Advisory Committee //Is the outside business investment-related, Yes ."// What is the location New York,NY of the outside business? please provide.// What date did you start the outside business affiliation? 07/01/2025// What is your title in the outside business? Advisory Committee member// What are your duties in the outside business? Participate in Advisory Committee meetings covering activities of the fund //How many hours do you devote to the outside business each month during securities trading hours? 0 / How many hours do you devote to the outside business each month outside of securities trading hours? 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-01
  • S66 Uniform Combined State Law Examination
    2019-08-01

View on SEC IAPD

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