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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial Inc. | Plymouth | MN | 12/2015 | 09/2022 |
| Lpl Financial, Llc | New Hope | MN | 08/2022 | Present |
| Royal Credit Union | Edina | MN | 09/2022 | Present |
1) 9/2022- Current Financial - DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 05/31/2024 - Wealth Management at Royal Credit Union - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/03/2024 - 160 Hours Per Month/ 8 Hours During Trading 3) 06/11/2024 - RCU Wealth Management at Royal Credit Union - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 6/11/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-01 |
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