Karl Thomas Rainer

Current Employers

Employment History

• 01/2009 → Present
  Happy Hans Music
  Maple Valley, WA
• 11/2011 → 05/2026
  Cambridge Investment Research, Inc
  Fairfield, IA
• 11/2011 → 05/2026
  Cambridge Investment Research Adivisors, Inc
  Fairfield, IA
• 05/2026 → Present
  Lpl Financial Llc
  Portland, OR

Previous Registrations

• 2011-11-28 → 2026-05-27
  Cambridge Investment Research Advisors, Inc.
  Seattle, WA
  Seattle, WA
  Portland, OR
  Portland, OR
  Gig Harbor, WA
• 2011-01-06 → 2011-11-22
  Securian Financial Services, Inc.
  Seattle, WA
  Minneapolis, MN
• 2011-01-07 → 2011-11-22
  Cri Securities, Llc
  Seattle, WA

Other Businesses

1. 4/2026 - Finity Operations, LLC - Business Entity For Tax/Investment Purposes Only - INV REL - 1 Hour(s)/Month - 0 Hour(s) During Trading - Portland OR 97239 - OBA Start date: 05/07/2026 2. 4/2026 - Happy Hans Music - Artist/ Musician - Not INV REL - 2 Hour(s)/Month - 0 Hour(s) During Trading - Gig Harbor WA 98332 - OBA Start date: 01/01/2010 3. 4/2026 - Finity Group, LLC - DBA for LPL Business (entity for LPL business) - INV REL - 200 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 5/7/2026 4. 4/2026 - Finity Group, LLC - Non-Variable Insurance - INV REL - 40 Hour(s)/Month - 20 Hour(s) During Trading - Portland OR 97239 - OBA Start date: 11/01/2011

Exams

• S66 Uniform Combined State Law Examination
  2010-11-20

Designations

Other Names

• Karl Rainer