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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-30
NV RA APPROVED 2018-07-20
  • TX RA
    APPROVED_RES
    Since 2021-06-30
  • NV RA
    APPROVED
    Since 2018-07-20

Branch Locations

6325 S Rainbow Blvd 3Rd Fl [Las Vegas Rcast], Las Vegas, NV 89118 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Henderson NV 08/2007 Present
Wells Fargo Advisors Llc Henderson NV 01/2011 11/2016
Wells Fargo Clearing Services, Llc Henderson NV 11/2016 Present
  • 08/2007 → Present
    Wells Fargo Bank
    Henderson, NV
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Henderson, NV
  • 11/2016 → Present
    Henderson, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-16
S63 Uniform Securities Agent State Law Examination 2010-10-19
  • S66 Uniform Combined State Law Examination
    2018-07-16
  • S63 Uniform Securities Agent State Law Examination
    2010-10-19
Other Names
  • Fatima Angela Del Rosario
  • Fatima Angela Del Rosario
  • Fatima Angela Panganiban Del Rosario

View on SEC IAPD

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