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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-30 |
| NV | RA | APPROVED | 2018-07-20 |
Branch Locations
6325 S Rainbow Blvd 3Rd Fl [Las Vegas Rcast], Las Vegas, NV 89118 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Henderson | NV | 08/2007 | Present |
| Wells Fargo Advisors Llc | Henderson | NV | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Henderson | NV | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-19 |
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