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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-11 |
Branch Locations
2301 Sugar Bush Road Suite 600, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Raleigh | NC | 06/2011 | 07/2024 |
| Tiaa | Raleigh | NC | 06/2011 | 07/2024 |
| Mma Securities Llc | Raleigh | NC | 07/2024 | Present |
| Marsh Mclennan Agency | Raleigh | NC | 07/2024 | Present |
The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-29 |
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