Mark Dante Lauricella

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-08-01
NJ	RA	APPROVED	2025-06-09
NY	RA	APPROVED	2025-06-06

TX RA
APPROVED

Since 2025-08-01
NJ RA
APPROVED

Since 2025-06-09
NY RA
APPROVED

Since 2025-06-06

Branch Locations

20 Linden Place, Red Bank, NJ 07701 • United States

Red Bank, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Red Bank	NY	09/2018	Present
Bloomberg Lp	New York	NY	08/2014	08/2018
Morgan Stanley Private Bank, N.A	New York	NY	07/2025	Present

09/2018 → Present

Morgan Stanley

Red Bank, NY
08/2014 → 08/2018

Bloomberg Lp

New York, NY
07/2025 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-06-06
S63	Uniform Securities Agent State Law Examination	2018-10-24

S65 Uniform Investment Adviser Law Examination

2025-06-06
S63 Uniform Securities Agent State Law Examination

2018-10-24

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ

MILLINGTON SECURITIES, LLC · RED BANK, NJ

HARTSHORNE GROUP, LLC · RED BANK, NJ

WBI INVESTMENTS, LLC · RED BANK, NJ

PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ

ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ

DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ

IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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