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Brett James Dipasquale

Osaic Wealth, Inc.

Fort Lauderdale, FL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-12-13
NC RA APPROVED 2023-12-06
TX RA APPROVED_RES 2023-12-06
FL RA APPROVED 2023-09-01
MD RA APPROVED 2023-09-01
  • MA RA
    APPROVED
    Since 2023-12-13
  • NC RA
    APPROVED
    Since 2023-12-06
  • TX RA
    APPROVED_RES
    Since 2023-12-06
  • FL RA
    APPROVED
    Since 2023-09-01
  • MD RA
    APPROVED
    Since 2023-09-01

Branch Locations

5310 Nw 33 Ave. Suite 206, Fort Lauderdale, FL 33309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Msi Financial Fort Lauderdale FL 07/2016 01/2017
Sagepoint Financial, Inc. Ft Lauderdale FL 01/2017 01/2018
Sii Charlotte NC 02/2018 11/2018
Royal Alliance Associates, Inc. Charlotte NC 11/2018 02/2023
Sagepoint Financial, Inc. Lakewood Ranch FL 02/2023 Present
Osaic Wealth, Inc. Fort Lauderdale FL 09/2023 Present
  • 07/2016 → 01/2017
    Msi Financial
    Fort Lauderdale, FL
  • 01/2017 → 01/2018
    Sagepoint Financial, Inc.
    Ft Lauderdale, FL
  • 02/2018 → 11/2018
    Sii
    Charlotte, NC
  • 11/2018 → 02/2023
    Royal Alliance Associates, Inc.
    Charlotte, NC
  • 02/2023 → Present
    Sagepoint Financial, Inc.
    Lakewood Ranch, FL
  • 09/2023 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2023-02-13 → 2023-09-01
    Osaic Services, Inc.
    Fort Lauderdale, FL
    Lakewood Ranch, FL
    Lakewood Ranch, FL
    Fort Lauderdale, FL
  • 2018-11-02 → 2023-02-13
    Raleigh, NC
    Charlotte, NC
  • 2018-02-06 → 2018-11-02
    Signator Investors, Inc.
    Raleigh, NC
    Charlotte, NC
  • 2017-01-10 → 2018-02-09
    Osaic Services, Inc.
    Fort Lauderdale, FL
  • 2011-09-26 → 2017-01-11
    Msi Financial Services, Inc.
    Elkridge, MD
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
    Fort Lauderdale, FL
  • 2011-04-01 → 2011-09-01
    Columbia, MD
Other Businesses

1. GEN 2 FINANCIAL POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/14/2023 ADDRESS: 5736 CHEECH GLN, Lakewood Ranch FL 34211-2277, United States DESCRIPTION: Accounting, record keeping 2. Creative Financial Network POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/14/2023 ADDRESS: 5310 NW 33rd Suite 206, Fort Lauderdale, FL 33309 DESCRIPTION: Selling fixed insurance products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-31
  • S66 Uniform Combined State Law Examination
    2011-03-31
Other Names
  • Brett J Dipasquale

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