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1325 Avenue Of The Americas, New York, NY 10019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-27 |
| TX | RA | APPROVED | 2024-09-27 |
Branch Locations
1325 Avenue Of The Americas, New York, NY 10019 • United States
Austin, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2010 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2010 | 09/2024 |
| Matauro Llc | New York | NY | 09/2024 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2024 | 11/2024 |
| Simplicity Investments, Inc. | Littleton | CO | 11/2024 | Present |
1.) MATAURO LLC - 9/24/24 - 1325 Avenue of the Americas, 27th Floor, New York, NY 10019 - CFO, CFO, Invt Rel, RIA, 160 hrs/mo; 120 hrs/mo (during trading hours). 2.) CRUMP - 11/19/24 - 5107 Orleans Court, Austin, TX 78745 - Investment Advisor, Investment Advisor, Not Invt Rel, Fixed insurance & annuity business, 5 hrs/mo; 5 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-17 |
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