Steven Reid Holley

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → Present
  Raymond James Financial Services, Inc
  Mobile, AL
• 12/2010 → Present
  Raymond James Financial Services Advisors, Inc
  Mobile, AL
• 11/2011 → Present
  Holley Financial Services
  Mobile, AL

Previous Registrations

• 2009-06-01 → 2010-12-22
  Morgan Stanley
  Birmingham, AL
  Tuscaloosa, AL
• 2008-06-09 → 2009-06-01
  Morgan Stanley & Co. Llc
  Tuscaloosa, AL
  Birmingham, AL
• 2006-05-01 → 2008-04-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tuscaloosa, AL

Other Businesses

(1)Name of Business: Gulf Coast Group Address: 955 Dauphin St, Mobile, AL, 36604-2507, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 08/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: Holley Financial Services Address: 955 Dauphin Street, Mobile, AL, 36604, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of support company

Exams

• S66 Uniform Combined State Law Examination
  2006-04-28

Other Names

• Steven R Holley
• Reid Holley