Kenneth Walter Rickens

Current Employers

Employment History

• 09/2010 → 01/2020
  First Allied Securities, Inc.
  San Diego, CA
• 01/2013 → 01/2020
  Premier Wealth Advisors, Llc
  New York, NY
• 02/2020 → 10/2024
  Kestra Investment Services, Llc
  Stamford, CT
• 02/2020 → 10/2024
  Kestra Advisory Services, Llc
  Stamford, CT
• 10/2024 → Present
  Lpl Financial Llc
  West Harrison, NY

Previous Registrations

• 2020-02-10 → 2024-10-03
  Kestra Advisory Services, Llc
  Austin, TX
  Stamford, CT
  W. Harrison, NY
• 2013-06-27 → 2020-03-18
  Premier Wealth Advisors, Llc
  Stamford, CT
  New York, NY
• 2012-07-02 → 2013-06-07
  First Allied Advisory Services, Inc.
  Stamford, CT
• 2011-04-27 → 2012-07-02
  First Allied Securities, Inc.
  New York, NY
  Stamford, CT
  West Harrison, NY

Other Businesses

1. 10/2024 - Barbican Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/18/2024 - 160 Hours Per Month/ 8 Hours During Trading 2. 10/2024 - KWR Advisors LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 12/02/2019 3. 10/2024 - Kenneth Rickens Timeshare -Real Estate Rental - Investment Related - Stamford, CT - Start Date 09/01/2024 - 5 Hours Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-04-19
• S63 Uniform Securities Agent State Law Examination
  2010-10-22

Designations

Other Names

• Kenneth W Rickens