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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-05-17 |
Branch Locations
1001 Franklin Ave Ste 302, Garden City, NY 11530 • United States
Garden City, NY • United States
Garden City, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 12/2014 | 01/2022 |
| Hsbc Securities (Ua) Inc. | New York | NY | 12/2014 | 01/2022 |
| Mml Investors Services, Llc | New York | NY | 01/2022 | 05/2023 |
| Massmutual Life Insurance Company | New York | NY | 12/2021 | 05/2023 |
| Ameriprise Financial Services, Llc | New York | NY | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-18 |
| S66 | Uniform Combined State Law Examination | 2008-03-31 |
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