Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-03 |
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2018-07-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 10/2012 | 12/2018 |
| Jpmorgan Chase Bank, N.A | New York | NY | 12/2014 | 01/2019 |
| Jpmorgan Chase Bank, N.A | New York | NY | 03/2020 | Present |
| Jp Morgan Securities, Llc | New York | NY | 01/2019 | 03/2020 |
| J.P. Morgan Securities, Llc | New York | NY | 03/2020 | Present |
| Rjm Rentals Inc. | Oakland Gardens | NY | 03/2024 | Present |
Entity Name: RJM Rentals Inc. Investment related: No Address: Oakland Gardens, NY 11364 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/04/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Intention to hold rental property in the future, however no property has been purchased yet.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-20 |
Reach out to this advisor