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Nicholas Anthony Ventura

Alliancebernstein L.P.

New York, NY

CRD 5836049

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Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-11-30
DC RA APPROVED 2022-10-17
FL RA APPROVED 2021-05-14
NY RA APPROVED 2021-05-07
  • NJ RA
    APPROVED
    Since 2023-11-30
  • DC RA
    APPROVED
    Since 2022-10-17
  • FL RA
    APPROVED
    Since 2021-05-14
  • NY RA
    APPROVED
    Since 2021-05-07

Branch Locations

66 Hudson Boulevard East, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Hatchfly Company New York NY 04/2016 07/2019
Alliancebernstein New York NY 08/2019 Present
  • 04/2016 → 07/2019
    The Hatchfly Company
    New York, NY
  • 08/2019 → Present
    Alliancebernstein
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-27
  • S66 Uniform Combined State Law Examination
    2019-12-27
Other Names
  • Nicholas Anthony Ventura
  • Nicholas A Ventura

View on SEC IAPD

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