Claudia Allison Berman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Paramus, NJ

Previous Registrations

• 2011-03-18 → 2014-11-19
  Morgan Stanley
  Paramus, NJ
• 2010-11-30 → 2011-02-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ

Other Businesses

I*94920 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PARTNERS FOR WOMEN AND JUSTICE INVESTMENT RELATED: N ADDRESS OF BUSINESS: MONTCLAIR, NEW JERSEY 7042 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 6/22/2016 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PARTNERS FOR WOMEN AND JUSTICE RAISES AWARENESS OF AND FUNDS FOR LOW INCOME VICTIMS OF DOMESTIC VIOLENCE. PARTNERS COVERS LEGAL FEES, COURT COSTS, ETC. FOR WOMEN LOOKING TO ESCAPE DANGEROUS DOMESTIC SITUATIONS. I*127722 For profit or not for profit: For-Profit Organization Name of outside business organization: IV REVOLUTION Investment related: N Address of business: MONTCLAIR, New Jersey 7042 Nature of business: LLC, Position, title, association: Part-Time, Start date of relationship: 10/29/2019 Number of hours devoted: 24 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Management Consultant/assisting with the administration of IV Revolution, a health and wellness medical spa.

Exams

• S66 Uniform Combined State Law Examination
  2010-11-29

Other Names

• Claudia Allison Berman
• Claudia A Berman