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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-02-03 |
| CA | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Tustin | CA | 07/2016 | 09/2017 |
| Jpmorgan Chase Bank, Na | Tustin | CA | 10/2017 | Present |
| J.P. Morgan Securities Llc | Tustin | CA | 10/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-08 |
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