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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-11-30 |
| TX | RA | APPROVED | 2023-11-30 |
Branch Locations
6815 Poplar Avenue Suite 210, Germantown, TN 38138 • United States
Memphis, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 06/2016 | 08/2023 |
| Minnesota Life Insurance Co | St Paul | MN | 06/2016 | 08/2023 |
| Shoemaker Financial | Germantown | TN | 06/2016 | 11/2023 |
| Cetera Advisor Networks Llc | Germantown | TN | 08/2023 | 11/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | 11/2023 |
| Rbc Capital Markets, Llc | Memphis | TN | 11/2023 | Present |
(1) NAME OF ENTITY: Lequerica Rental Property ADDRESS: 857 Beau Pre S, Memphis, Tennessee 38120 INVESTMENT/NOT INVESTMENT RELATED: Yes - Paying Taxes and Bills associated with owning a property. The revenue to pay these bills will come from rentals alone, no personal assets from my father or I will be used once the income from rentals begins. BUSINESS DESCRIPTION: Other START DATE: Apr 01, 2026 CAPACITY: Partner DUTIES: It is a personal use and rental property owned jointly by my father and I. It is managed professionally by RMI Vacation Rentals who managed a condo he owned previously. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-30 |
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