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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2006-08-16
  • WI RA
    APPROVED
    Since 2006-08-16

Branch Locations

1520 Front Porch Pl, Altoona, WI 54720 • United States

Chippewa Falls, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Eau Claire WI 03/2005 03/2020
Ameriprise Financial Services, Llc Altoona WI 03/2020 Present
Other Businesses

Business Ownership; Porch Place, LLC; Manager of entity; Pass Through entity to run Ameriprise practice.; 1520 Front Porch Pl, , Altoona, WI, 54720; Investment-Related; 01/01/2023; 10 to 19 hours per month; 1 to 9 during trading hours / Compass LLC; Bookkeeping services; The LLC is what will own the real estate where we will office our practice.; 1520 Front Porch Pl, , Altoona, WI, 54720; Not Investment-Related; 09/01/2019; 10 to 19 hours per month; 10 to 19 during trading hours / Confluence Group, LLC; Co-owner; Manage Ameriprise Business; 1520 Front Porch Pl, , Altoona, WI, 54720; Investment-Related; 10/29/2024; 10 to 19 hours per month; 10 to 19 during trading hours / Sand Ski Sky, LLC; Owner; Manage Ameriprise Business; 1520 Front Porch Pl, , Altoona, WI, 54720; Investment-Related; 04/01/2025; 20 to 39 hours per month; 20 to 39 during trading hours. Board of Directors; Newman Parish Endowment Fund; Committee Member; 110 Garfield Ave Eau Claire, WI 54701, , Eau Claire, WI, 54701; Investment-Related; 04/01/2018; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Chippewa Falls School District; Men's Golf Coach - Coach golf team through instruction and attending golf meets; ; 1130 Miles St, , Chippewa Falls, WI, 54729; Not Investment-Related; 03/01/2023; 10 to 19 hours per month; 1 to 9 during trading hours / Porch Place, LLC; Member - Pass through entity to run Ameriprise practice; ; 1520 Front Porch Pl, , Altoona, WI, 54720; Investment-Related; 01/01/2023; 10 to 19 hours per month; 1 to 9 during trading hours / Sand Ski Sky, LLC; Owner; Manage advisory business; 1520 Front Porch Pl, , Altoona, WI, 54720; Investment-Related; 04/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-14
  • S66 Uniform Combined State Law Examination
    2006-08-14

View on SEC IAPD

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