Dale Michael Robl

Current Employers

Employment History

• 08/2010 → Present
  Osaic Wealth, Inc.
  Eau Claire, WI

Previous Registrations

• 2007-09-26 → 2010-08-16
  Investment Centers Of America, Inc.
  Hurley, WI
  Mercer, WI
  Ashland, WI

Other Businesses

1. OSAIC WEALTH, INC., YES, 431 E. CLAIREMONT AVE, SUITE A, EAU CLAIRE, WI 54701, RIA, STARTED 6/2007, 80 HOURS/MONTH, 80 HOURS DURING SECURITIES TRADING HOURS, INVESTMENT ADVISORY SERVICES THROUGH THE ROYAL ALLIANCE CORPORATE ADVISORY; I HAVE MY SERIEES 66 LICENSE. 2. POWER OF ATTORNEY FOR RONALD ROBL POSITION: Personal Representative NATURE: Power of Attorney for my uncle. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 431 E Clairemont Ave., Suite A, Eau Claire WI 54701, United States DESCRIPTION: Personal Representative for my uncle on his Health Care and Financial/Durable Power of Attorney. 3. LEGACY WEALTH MANAGEMENT POSITION: Sole Proprietorship - Wealth Manager NATURE: Legacy Wealth Management, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2025 ADDRESS: 2020 N Hillcrest Pkwy Suite 100, Suite 100, Altoona WI 54720, United States DESCRIPTION: Assist client with Investments, Retirement Planning and advice, Insurance and Estate Planning Strategies 4. LEGACY WEALTH MANAGEMENT - INSURANCE POSITION: Wealth Manager NATURE: Legacy Wealth Management is an LLC. I'm a Sole Proprietorship. INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2025 ADDRESS: 2020 N Hillcrest Pkwy, Suite 100, Altoona WI 54720, United States DESCRIPTION: Assist clients with their life insurance and long-term care needs. 5. TENACITY ADVISORY GROUP POSITION: Affiliated Advisor NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 2700 Vernon Dr., Green Bay WI 54304, United States DESCRIPTION: Share Best Practices 6. POWER OF ATTORNEY FOR RONALD ROBL POSITION: Personal Representative NATURE: Power of Attorney for my uncle. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 2020 N Hillcrest Pkwy, Suite 100, Altoona WI 54720, United States DESCRIPTION: Personal Representative for my uncle on his Health Care and Financial/Durable Power of Attorney. 7. LEGACY WEALTH MANAGEMENT - TAX ADVISORS DBA ACTION TAX SERVICE POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/06/2026 ADDRESS: 1122 Birch St, Eau Claire WI 54703, United States DESCRIPTION: My business partner (Stacy Winsand) and I have acquired a tax preparation practice, Action Tax Service in Eau Claire, WI. The business provides individual and small business tax preparation services. We will not be preparing the taxes. I may receive compensation related to ownership and/or services provided. This activity is separate from my role as a financial advisor and will be conducted in compliance with firm policies, including disclosure, supervision, and avoidance of conflicts of interest.

Exams

• S66 Uniform Combined State Law Examination
  2007-09-20