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Inactive

Steven James Hoffman

Great Valley Advisor Group, LLC

Altoona, WI

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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-12-22
WI RA APPROVED 2021-05-21
  • MN RA
    APPROVED
    Since 2021-12-22
  • WI RA
    APPROVED
    Since 2021-05-21

Branch Locations

903 S. Hillcrest Parkway, Altoona, WI 54720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Filbrandt Investment Advisers Incorporated Middleton WI 08/2016 01/2018
Filbrandt Wealth Management, Llc Middleton WI 01/2018 Present
  • 08/2016 → 01/2018
    Filbrandt Investment Advisers Incorporated
    Middleton, WI
  • 01/2018 → Present
    Filbrandt Wealth Management, Llc
    Middleton, WI
Previous Registrations
  • 2018-02-01 → 2021-05-10
    Filbrandt Wealth Management, Llc
    Middleton, WI
  • 2016-08-16 → 2018-02-21
    Filbrandt Investment Advisers Incorporated
    Middleton, WI
  • 2012-06-08 → 2016-01-13
    Bmo Asset Management Corp.
    Chicago, IL
  • 2008-02-01 → 2012-06-08
    M&I Investment Management Corp.
    Milwaukee, WI
  • 2007-04-17 → 2008-01-08
    Rbc Capital Markets, Llc
    Eau Claire, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-09
S63 Uniform Securities Agent State Law Examination 1999-12-03
  • S66 Uniform Combined State Law Examination
    2007-05-09
  • S63 Uniform Securities Agent State Law Examination
    1999-12-03
Designations

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · Altoona, WI
EDWARD JONES · ALTOONA, WI
ALPHASTAR CAPITAL MANAGEMENT · Altoona, WI
EDWARD JONES · EAU CLAIRE, WI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EAU CLAIRE, WI
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · Eau Claire, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Eau Claire, WI
BUSKA WEALTH MANAGEMENT, LLC · Eau Claire, WI

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