Steven James Hoffman

Employer firm

Great Valley Advisor Group, LLC CRD 123913

$10.6B regulatory AUM 55 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 01/2018
  Filbrandt Investment Advisers Incorporated
  Middleton, WI
• 01/2018 → Present
  Filbrandt Wealth Management, Llc
  Middleton, WI

Previous Registrations

• 2018-02-01 → 2021-05-10
  Filbrandt Wealth Management, Llc
  Middleton, WI
• 2016-08-16 → 2018-02-21
  Filbrandt Investment Advisers Incorporated
  Middleton, WI
• 2012-06-08 → 2016-01-13
  Bmo Asset Management Corp.
  Chicago, IL
• 2008-02-01 → 2012-06-08
  M&I Investment Management Corp.
  Milwaukee, WI
• 2007-04-17 → 2008-01-08
  Rbc Capital Markets, Llc
  Eau Claire, WI

Exams

• S66 Uniform Combined State Law Examination
  2007-05-09
• S63 Uniform Securities Agent State Law Examination
  1999-12-03

Designations

• Chartered Financial Analyst