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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-12-12
WI RA APPROVED 2014-12-26
  • MN RA
    APPROVED
    Since 2023-12-12
  • WI RA
    APPROVED
    Since 2014-12-26

Branch Locations

903 S Hillcrest Pkwy, Altoona, WI 54720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Great Valley Advisor Group, Inc. Altoona WI 03/2010 Present
Lpl Financial Llc Altoona WI 12/2014 Present
  • 03/2010 → Present
    Great Valley Advisor Group, Inc.
    Altoona, WI
  • 12/2014 → Present
    Lpl Financial Llc
    Altoona, WI
Previous Registrations
  • 2008-11-14 → 2014-12-24
    Eau Claire, WI
    Eau Claire, WI
    Eau Claire, WI
    Altoona, WI
    Eau Claire, WI
    Wauwatosa, WI
    Eau Claire, WI
Other Businesses

1.12/17/2014; Woita & Associates; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 01/01/2009; hrs/mth; hrs during trading 2.01/20/2015; Great Valley Advisor Group, Inc.; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading; 3.03/09/2016; LTCI Partners LLC; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 03/01/2016; 5hrs/mth; 5hrs during trading 4.06/19/2017; One Up Realty, LLC; Real Estate Rental; Investment Related; Altoona,WI; Start Date 01/01/2017; 2hrs/mth; 0hrs during trading 5.06/14/2019; Highland Capital Brokerage; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/01/2019; 15hrs/mth; 0hrs during trading 6.01/25/2022; North Point Advisor Group LLC; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 01/01/2021; 40hrs/mth; 40hrs during trading; I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 7.08/04/2022; North Point Accounting & Tax Service dba North Point Advisor Group; Tax Prep/Accounting/CPA; Investment Related; 7209 Forestview Ln. North Maple Grove,MN; Start Date 01/01/2021; 10hrs/mth; 1hrs during trading 8.09/20/2022; North Point Advisor Group; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 01/01/2021; 40hrs/mth; 40hrs during trading; I provide investment advisory services through Great Valley Advisor Group, Inc. (DBA North Point Advisor Group) an independent investment advisor firm. I started this business activity in 12/2014. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 9.10/12/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name North Point Advisor Group, LLC; Investment Related; at Reported Business Location(s); Start Date 01/01/2021; 40hrs/mth; 40hrs during trading 10.08/20/2026; Hopkins & Associates, Inc; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 01/01/2023; 120hrs/mth; 120hrs during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-09-26
  • S63 Uniform Securities Agent State Law Examination
    2008-09-26
Designations
Other Names
  • David Hopkins

View on SEC IAPD

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