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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-12-12 |
| WI | RA | APPROVED | 2014-12-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great Valley Advisor Group, Inc. | Altoona | WI | 03/2010 | Present |
| Lpl Financial Llc | Altoona | WI | 12/2014 | Present |
1.12/17/2014; Woita & Associates; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 01/01/2009; hrs/mth; hrs during trading 2.01/20/2015; Great Valley Advisor Group, Inc.; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading; 3.03/09/2016; LTCI Partners LLC; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 03/01/2016; 5hrs/mth; 5hrs during trading 4.06/19/2017; One Up Realty, LLC; Real Estate Rental; Investment Related; Altoona,WI; Start Date 01/01/2017; 2hrs/mth; 0hrs during trading 5.06/14/2019; Highland Capital Brokerage; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/01/2019; 15hrs/mth; 0hrs during trading 6.01/25/2022; North Point Advisor Group LLC; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 01/01/2021; 40hrs/mth; 40hrs during trading; I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 7.08/04/2022; North Point Accounting & Tax Service dba North Point Advisor Group; Tax Prep/Accounting/CPA; Investment Related; 7209 Forestview Ln. North Maple Grove,MN; Start Date 01/01/2021; 10hrs/mth; 1hrs during trading 8.09/20/2022; North Point Advisor Group; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 01/01/2021; 40hrs/mth; 40hrs during trading; I provide investment advisory services through Great Valley Advisor Group, Inc. (DBA North Point Advisor Group) an independent investment advisor firm. I started this business activity in 12/2014. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 9.10/12/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name North Point Advisor Group, LLC; Investment Related; at Reported Business Location(s); Start Date 01/01/2021; 40hrs/mth; 40hrs during trading 10.08/20/2026; Hopkins & Associates, Inc; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 01/01/2023; 120hrs/mth; 120hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-09-26 |
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