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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-09-11 |
Branch Locations
10361 W Innovation Dr Ste 300, Wauwatosa, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Annex Wealth Management | Elm Grove | WI | 07/2016 | 10/2017 |
| Unemployment | Milwaukee | WI | 10/2017 | 12/2017 |
| Bank Of Sun Prairie | Sun Prairie | WI | 12/2017 | 06/2019 |
| Unemployed | Milwaukee | WI | 06/2019 | 08/2019 |
| Thrivent Financial | Waukesha | WI | 08/2019 | 09/2020 |
| Thrivent Investment Management Inc | Waukesha | WI | 08/2019 | 09/2020 |
| Ae Wealth Management, Llc | Topeka | KS | 10/2020 | 07/2022 |
| Retirement Income Planning, Llc | Madison | WI | 09/2020 | 07/2022 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 08/2022 | 02/2025 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2022 | 02/2025 |
| East Valley Wealth Llc | Gilbert | AZ | 03/2025 | 09/2025 |
| Principal Life Insurance Company | Wauwatosa | WI | 09/2025 | Present |
| Principal Securities, Inc. | Wauwatosa | WI | 09/2025 | Present |
INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/22/2025 ADDRESS: 10361 W Innovation Dr #300, Wauwatosa WI 53226, United States DESCRIPTION: Sales of fixed products through various vendors to include fixed annuities, fixed life, DI, LTC, Group Benefits, and Health/Medical.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-30 |
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