Sarah Jean Dory

Current Employers

Employment History

• 03/2010 → 04/2017
  Millang Financial Group
  West Des Moines, IA
• 10/2014 → 01/2024
  Woodbury Financial Services, Inc.
  Clive, IA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Winterset, IA
• 04/2017 → Present
  Dawney Financial
  Winterset, IA

Previous Registrations

• 2014-10-20 → 2024-01-19
  Woodbury Financial Services, Inc.
  Urbandale, IA
  Winterset, IA
• 2014-05-28 → 2014-10-20
  Sunset Financial Services, Inc.
  Clive, IA

Other Businesses

1. DAWNEY FINANCIAL, INC POSITION: President NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/05/2017 ADDRESS: 108 W Jefferson St, Winterset IA 50273, United States DESCRIPTION: Help clients and referrals with their health coverage, life insurance and long term care needs. Return phone call and complete necessary paperwork to service my clients. 2. 4D GRADING, LLC POSITION: Office Manager NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2023 ADDRESS: 108 W Jefferson St, Winterset IA 50273, United States DESCRIPTION: I help assist staff if they have questions with payroll, paying bills or sending invoices. 3.SARAH J DORY - RSSA POSITION: RSSA NATURE: NA INVESTMENT RELATED: No NUMBER OF HOURS: 14 SECURITIES TRADING HOURS: 12 START DATE: 05/13/2026 ADDRESS: 108 W Jefferson St, Winterset IA 50273, United States DESCRIPTION: I obtained my Registered Social Security Analyst Certificate last month so I can be a better resource for potential clients on their Social Security planning. This includes a Social Security Roadmap with NARSSA software. I would like to charge for my services of creating a Social Security Roadmap.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-05-15
• S63 Uniform Securities Agent State Law Examination
  2010-09-10

Other Names

• Sarah Jean Mullen