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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-29 |
| IA | RA | APPROVED | 2021-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Des Moines | IA | 01/2010 | 07/2021 |
| Wells Fargo Advisors, Llc | Des Moines | IA | 12/2014 | 11/2016 |
| Village Inn | Johnston | IA | 06/2014 | Present |
| Wells Fargo Clearing Services, Llc | Des Moines | IA | 11/2016 | 07/2021 |
| Edward Jones | St. Louis | MO | 07/2021 | Present |
Madison County Foundation For Community Arts Type: Date: 01/02/24 Title: Tresurer Trad Hrs: 0 Tot Hrs: 0 Desc: We meet once a month as a full board and once a month as an executive board. I am one of four people that approves the budget and pays the bills. Currently the club has less than $4,000 and spends about $1,500 a year on art projects. Non-profit or City-State: Winterset IA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-18 |
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