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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-21
IA RA APPROVED 2021-07-21
MN RA APPROVED 2021-07-21
MO RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21
  • IA RA
    APPROVED
    Since 2021-07-21
  • MN RA
    APPROVED
    Since 2021-07-21
  • MO RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

611 W Highway 92, Winterset, IA 50273 • United States

2457 106Th St, Urbandale, IA 50322 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell And Reed, Inc. Urbandale IA 01/2010 07/2021
Various Insurance Carriers For W & R Insurance Agencies Ankeny IA 01/2010 07/2021
Scott W Adams Llc Ankeny IA 01/2018 Present
Za Ga Zig Shrine Altoona IA 12/2019 Present
Lpl Financial, Llc Winterset IA 07/2021 Present
  • 01/2010 → 07/2021
    Waddell And Reed, Inc.
    Urbandale, IA
  • 01/2010 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Ankeny, IA
  • 01/2018 → Present
    Scott W Adams Llc
    Ankeny, IA
  • 12/2019 → Present
    Za Ga Zig Shrine
    Altoona, IA
  • 07/2021 → Present
    Winterset, IA
Previous Registrations
  • 2010-04-08 → 2021-07-21
    Waddell & Reed
    Norwalk, IA
    Waukesha, WI
    Savage, MN
    Urbandale, IA
    Winterset, IA
Other Businesses

1. 7/30/2021 - WRI Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 7/30/2021 - scott w. adams llc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/21/2017. 3. 7/30/2021 - ZA-GA-ZIG-SHRINE - Not Investment Related - 1100 shriners parkway altoona ia 50009 - Non-Profit Board Member - Started 2013 - Time Spent 1%. 4. 09/01/2023 - Movement Wealth Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 11/01/2021 - 40 Hours Per Month/ During Securities Trading 5. 09/01/2023 - Movement Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2022 - 40 Hours Per Month/ During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-07
  • S66 Uniform Combined State Law Examination
    2010-04-07
Other Names
  • Scott Adams

View on SEC IAPD

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