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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-11-02 |
Branch Locations
2105 Continental Place Suite 101, Mount Vernon, WA 98273 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward A Dey Inc. Dba The Dey Company | Mt. Vernon | WA | 06/2003 | Present |
| Signator Financial Services, Inc. | Bellevue | WA | 01/2012 | 06/2018 |
| Signator Investors, Inc. | Mount Vernon | WA | 12/2015 | 11/2018 |
| Sii - John Hancock | Lafayette | CA | 06/2018 | 11/2018 |
| Royal Alliance Associates, Inc. | Mount Vernon | WA | 11/2018 | Present |
1) DEY RENTALS, LLC POSITION: Partner NATURE: LLC - used for holding real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/29/2019 ADDRESS: 16378 Lookout Lane, Bow WA 98232, United States DESCRIPTION: collect bills & pay rent 2) EDWARD A. DEY INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2010 ADDRESS: 2105 Continental Place, Suite 101, Mount Vernon WA 98273, United States DESCRIPTION: Voting Board Member 3) DBA THE DEY COMPANY POSITION: Insurance Broker NATURE: Corporation - DBA under Edward A. Dey Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 08/01/2007 ADDRESS: 2105 Continental Place, Suite 101, Mount Venon WA 98273, United States DESCRIPTION: Fixed Annuity, Life Insurance, Long Term Care, and Health Insurance sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-20 |
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