Peter Brett Sharpe

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2006 → Present
  Planmember Securities Corporation
  Carpinteria, CA
• 06/2002 → Present
  Self Employment
  Santa Barbara, CA

Previous Registrations

• 2003-09-03 → 2006-10-19
  Banc Of America Investment Services, Inc.
  Santa Barbara, CA
  Santa Barbara, CA
• 2002-12-05 → 2003-09-09
  Wells Fargo Investments, Llc
  Santa Barbara, CA

Other Businesses

1) PERFORM WITH LOCAL BANDS; 1419 DE LA VINA ST., UNIT 7 SANTA BARBARA CA 93103 ;START 6/2006; CHARGE $0-120 A GIG;1419 DE LA VINA ST., UNIT 7 SANTA BARBARA CA 93103 12-16 HRS/MO; ZERO DURING TRADING HOURS; NIR.2) MDS DRUMS ;1419 DE LA VINA ST., UNIT 7 SANTA BARBARA CA 93103;RETAIL SALES; OWNER;START 01/2011; 30 HRS/MO; ZERO DURING TRADING;$20K/YEAR. NIR 3) SHARPE STILLWATER RETAIL, LLC; Los Angeles CA 90071; Start Date 7/16/2025; Co-Manager for Real Estate Holding; Managing the real estate holding; 1 hr/mo; 0 hrs/mo during trading; NIR 4) SHARPE VIA GRANADA, LLC; Los Angeles CA 90071; Start Date 7/16/2025; Co-Manager for Real Estate Holding; Managing the real estate holding; 1 hr/mo; 0 hrs/mo during trading; NIR 5) SHARPE DLV, LLC; Los Angeles CA 90071; Start Date 7/16/2025; Co-Manager for Real Estate Holding; Managing the real estate holding; 1 hr/mo; 0 hrs/mo during trading; NIR 6) SHARPE FAMILY TRUST, FORT COLLINS PROPERTY, LLC; Los Angeles CA 90071; Start Date 7/16/2025; Co-Manager for Real Estate Holding; Managing the real estate holding; 1 hr/mo; 0 hrs/mo during trading; NIR

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-12-04
• S63 Uniform Securities Agent State Law Examination
  1998-12-28