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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-04-24 |
| TX | RA | APPROVED | 2025-04-23 |
Branch Locations
8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | San Diego | CA | 09/2015 | 11/2016 |
| Bank Of America, N.A. | San Diego | CA | 11/2016 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 11/2016 | 05/2018 |
| Jp Morgan Chase Bank, N.A. | Las Vegas | NV | 05/2018 | 04/2025 |
| Jp Morgan Securities, Llc | Las Vegas | NV | 05/2018 | 04/2025 |
| Fidelity Brokerage Services Llc | San Diego | CA | 09/2015 | 11/2016 |
| Lettuce Entertain You | Las Vegas | NV | 12/2017 | 03/2018 |
| Wells Fargo Clearing Services, Llc | Las Vegas | NV | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-08 |
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