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6500 Sheridan Drive, Suite 200, Williamsville, NY 14221 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-12-01 |
Branch Locations
6500 Sheridan Drive, Suite 200, Williamsville, NY 14221 • United States
Clearplan Financial, Inc. 6470 New Taylor Rd, Orchard Park, NY 14127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Orchard Park | NY | 09/2012 | 07/2025 |
| Wny Asset Management | Williamsville | NY | 11/2022 | Present |
| Lpl Financial Llc | Orchard Park | NY | 07/2025 | Present |
1. 07/10/2025- WNY Asset Management- Registered Investment Advisor- INV Related- At Reported Business Location(s)- Start date 11/08/2022- 20 Hours Per Month- 20 Hours During Trading 2. 07/10/2025- Petrie & Mohr Wealth Management, LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 01/01/2025- 1 Hour Per Month 3. 07/10/2025- ClearPlan Financial, Inc.- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 08/01/2015- 25 Hours Per Month- 25 Hours During Trading 4. 07/10/2025- Insurance Sales- Non-Variable Insurance- Not INV Related- At Reported Business Location(s)- Start date 01/01/2010- 4 Hours Per Month- 4 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-15 |
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