David Alexander Gunn

Current Employers

Employment History

• 01/2016 → Present
  Lpl Financial, Llc
  Sandy, UT
• 01/2020 → Present
  Global Retirement Partners, Llc
  San Rafael, CA

Previous Registrations

• 2015-04-09 → 2015-12-15
  Strategic Advisers Llc
  Salt Lake City, UT

Other Businesses

1. 01/29/2016 - The 4 Corners Film LLC - Other - Producer - 5% - Salt Lake City, UT 2. 01/29/2016 - Spectra Retirement - DBA for LPL Business (entity for LPL business) - 100% - Draper, UT 3. 6/11/2020 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Started 01/03/2020 - 160 Hours Per Month During Securities Trading - HUB International bought Spectra Management and will be the 100% owner. My role will be the same but I'm an employee of HUB. 4. 6/11/2020 - HUB International Investment Services Inc. - Investment Related - Location/Address: N/A - Other-Accommodation Broker/Dealer - Started 01/03/2020 - 0 Hours Per Month - Only registered with this entity to receive payments from compensation paid to this entity from LPL. 5. 4/16/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 6. 6/30/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Investment Advisor Representative - Started 1/1/2021. 7. 6/30/2021 - Global Retirement Partners LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/03/2019 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners LLC, an independent investment advisor firm. I started this business activity in 1/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 10/21/2021 - AMR Heart Films - Not Investment Related - Home Based - Outside/W-2 Employment - Start Date: 10/22/2021 - 8 Hours Per Month/0 Hours During Securities Trading - Associate Producer.

Exams

• S66 Uniform Combined State Law Examination
  2015-04-03