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James Emerson Lange

Principal Asset Management

Des Moines, IA

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Current Employers
Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-27
LA RA APPROVED 2014-02-24
IA RA APPROVED 2011-11-08
  • TX RA
    APPROVED_RES
    Since 2014-02-27
  • LA RA
    APPROVED
    Since 2014-02-24
  • IA RA
    APPROVED
    Since 2011-11-08

Branch Locations

711 High Street, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Des Moines IA 07/2007 06/2024
Principal Funds Distributor Des Moines IA 01/2016 Present
Principal Asset Management Des Moines IA 11/2011 Present
  • 07/2007 → 06/2024
    Principal Life Insurance Company
    Des Moines, IA
  • 01/2016 → Present
    Principal Funds Distributor
    Des Moines, IA
  • 11/2011 → Present
    Principal Asset Management
    Des Moines, IA
Previous Registrations
Other Businesses

Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-31
  • S66 Uniform Combined State Law Examination
    2011-08-31

View on SEC IAPD

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AVANTAX PLANNING PARTNERS, INC.
PROSPECTIVE VALUE PARTNERS LLC

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Kathryn Leeper Hooper
ROGER ROBERT RUDEN
Christian Harrison Rogers
ARRON STEVEN CRAMER
RICHARD STEVENS YODER
AARON PLASKAS
CHRISTOPHER E JANDA
Penny Sue Hein

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

More in Des Moines, IA

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