Neil Thomas Brittain

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2018 → 02/2020
  Wells Fargo Bank, Na
  Tuscaloosa, AL
• 04/2018 → 02/2020
  Wells Fargo Clearing Services, Llc
  Tuscaloosa, AL
• 10/2013 → 03/2018
  Regions Bank
  Tuscaloosa, AL
• 02/2020 → Present
  Regions Bank
  Tuscaloosa, AL
• 03/2020 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 03/2020 → Present
  Cetera Investment Advisers Llc
  Tuscaloosa, AL

Previous Registrations

• 2018-08-06 → 2020-02-25
  Wells Fargo Clearing Services, Llc
  Tuscaloosa, AL
  Birmingham, AL

Other Businesses

1. UNIVERSITY OF ALABAMA, FOOTBALL CHAIN CREW MEMBER.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-08-06
• S63 Uniform Securities Agent State Law Examination
  2018-07-13

Other Names

• Neil T Brittain
• Neil T. Brittain