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Neil Thomas Brittain

Cetera Investment Advisers LLC

Tuscaloosa, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2020-03-02
  • AL RA
    APPROVED
    Since 2020-03-02

Branch Locations

800 22Nd Avenue, Tuscaloosa, AL 35401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Tuscaloosa AL 03/2018 02/2020
Wells Fargo Clearing Services, Llc Tuscaloosa AL 04/2018 02/2020
Regions Bank Tuscaloosa AL 10/2013 03/2018
Regions Bank Tuscaloosa AL 02/2020 Present
Cetera Investment Services Llc St Cloud MN 03/2020 Present
Cetera Investment Advisers Llc Tuscaloosa AL 03/2020 Present
  • 03/2018 → 02/2020
    Wells Fargo Bank, Na
    Tuscaloosa, AL
  • 04/2018 → 02/2020
    Wells Fargo Clearing Services, Llc
    Tuscaloosa, AL
  • 10/2013 → 03/2018
    Regions Bank
    Tuscaloosa, AL
  • 02/2020 → Present
    Regions Bank
    Tuscaloosa, AL
  • 03/2020 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 03/2020 → Present
    Cetera Investment Advisers Llc
    Tuscaloosa, AL
Previous Registrations
Other Businesses

1. UNIVERSITY OF ALABAMA, FOOTBALL CHAIN CREW MEMBER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-06
S63 Uniform Securities Agent State Law Examination 2018-07-13
  • S65 Uniform Investment Adviser Law Examination
    2018-08-06
  • S63 Uniform Securities Agent State Law Examination
    2018-07-13
Other Names
  • Neil T Brittain
  • Neil T. Brittain

View on SEC IAPD

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EAGLE STRATEGIES LLC
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MONEY CONCEPTS CAPITAL CORP
OSAIC WEALTH, INC.
FINANCIAL ECONOMICS CONSULTING GROUP, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES

Other Investors

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BRADLEY GILBERT GRAY
Harrison Schmitt
BRADEN WEST SCHMITT
Devin Haun
HEATHER MARIE MILLS
STEVEN DALE KELLOUGH
TERRANCE WILBERT DEDRICK

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · TUSCALOOSA, AL
EAGLE STRATEGIES LLC · TUSCALOOSA, AL
JMF CAPSTONE WEALTH MANAGEMENT · TUSCALOOSA, AL
MONEY CONCEPTS CAPITAL CORP · Tuscaloosa, AL
OSAIC WEALTH, INC. · TUSCALOOSA, AL
FINANCIAL ECONOMICS CONSULTING GROUP, INC. · TUSCALOOSA, AL
FINANCIAL ECONOMICS CONSULTING GROUP, INC. · TUSCALOOSA, AL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Tuscaloosa, AL

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