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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-08-08
  • LA RA
    APPROVED
    Since 2017-08-08

Branch Locations

122 W Pine St Ste D, Ponchatoula, LA 70454 • United States

Ponchatoula, LA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Ponchatoula LA 11/2009 03/2020
Ameriprise Financial Services, Llc Ponchatoula LA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-26
  • S66 Uniform Combined State Law Examination
    2017-07-26

View on SEC IAPD

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