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Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-05-03
  • LA RA
    APPROVED
    Since 2024-05-03

Branch Locations

150 S. 7Th Street Suite A, Ponchatoula, LA 70454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Hammond LA 07/2008 04/2024
Silver Oak Securities, Inc. Jackson TN 04/2024 Present
  • 07/2008 → 04/2024
    Lincoln Financial Securities Corporation
    Hammond, LA
  • 04/2024 → Present
    Silver Oak Securities, Inc.
    Jackson, TN
Previous Registrations
  • 2006-12-07 → 2024-04-29
    Osaic Fs, Inc.
    Ponchatoula, LA
    Ponchatoula, LA
Other Businesses

1) Member of Financial Planning Association,Is Investment Related,"150 S 7th Street, Suite A , Ponchatoula, LA, 70454, United States",FPAMembership,Membership,1995-01-01,0 hours per month,0 hours per month during trading hours,No Compensation Compensation,Membership in the FinancialPlanning Association 2) Membership - Louisiana Restaurant Association,Is Not Investment Related,"150 S 7th Street, Suite A, Ponchatoula, LA, 70454, UnitedStates",Membership,Membership,1995-08-01,0 hours per month,0 hours per month during trading hours,No Compensation Compensation,Membership 3) 150Properties LLC,Is Not Investment Related,"150 S 7th St, Ste A , Ponchatoula, LA, 70454, United States",Rental Properties,Owner/Manager,2019-02-01,20 hours permonth,20 hours per month during trading hours,Other Compensation,"Collect rents, manage operations of rental properties." 4) "Slade Tax Services, LLC",Is Not Investment Related,"150 S. 7th Street, Suite A, Ponchatoula, LA, 70454, United States",Tax Preparation/Bookkeeping Services,Enrolled Agent,1/15/2025,10 hours per month,6 hours per month during trading hours,Hourly Compensation,"Slade Tax Services was a DBA and is now an LLC, effective 1/15/2025. Hours per month increase during tax season." 5) "JoannS. Slade, CLU(r), CFP(r), EA",Is Not Investment Related,"150 S 7th Street, Ste A, Ponchatoula, LA, 70454, United States",Insurance Sales,Owner/Agent,1992-02-01,10hours per month,80 hours per month during trading hours,Commission Compensation,"Offering life, health and disability insurance, dental insurance, travelinsurance, fixed and indexed annuities, and Medicare products " 6) "Joanna S. Slade, Notary",Is Not Investment Related,"150 S 7th Street, Suite A, Ponchatoula, LA,70454, United States",Notary Services,Notary Public,1984-06-01,1 hours per month,1 hours per month during trading hours,Fee Based Compensation,NotaryServices

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-03-01
  • S63 Uniform Securities Agent State Law Examination
    2001-03-01
Designations

View on SEC IAPD

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