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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-09
LA RA APPROVED 2015-08-06
  • TX RA
    APPROVED_RES
    Since 2019-08-09
  • LA RA
    APPROVED
    Since 2015-08-06

Branch Locations

122 W Pine St Ste D, Ponchatoula, LA 70454 • United States

Ponchatoula, LA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Metairie LA 10/2001 03/2020
Ameriprise Financial Services, Llc Ponchatoula LA 03/2020 Present
Other Businesses

Business Ownership; BTMB LLC; Owner; Manage Ameriprise Business; 39269 Esterbrook Acres Dr., , Ponchatoula, LA, 70454; Investment-Related; 05/22/2025; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-16
  • S66 Uniform Combined State Law Examination
    2002-07-16

View on SEC IAPD

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