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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-02
CT RA APPROVED 2023-06-01
NY RA APPROVED 2023-06-01
PA RA APPROVED 2023-06-01
  • NJ RA
    APPROVED
    Since 2023-06-02
  • CT RA
    APPROVED
    Since 2023-06-01
  • NY RA
    APPROVED
    Since 2023-06-01
  • PA RA
    APPROVED
    Since 2023-06-01

Branch Locations

4216 Third Avunue, Bronx, NY 10457 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Bronx NY 11/2015 Present
Juan Rodario Insurnace Agency Bronx NY 11/2015 Present
State Farm Investment Management Corp Bronx NY 06/2023 Present
  • 11/2015 → Present
    State Farm Vp Management Corp.
    Bronx, NY
  • 11/2015 → Present
    Juan Rodario Insurnace Agency
    Bronx, NY
  • 06/2023 → Present
    Bronx, NY
Other Businesses

1) JHR Property LLC, non-investment-related, 4216 third Ave Bronx NY 10457, office building with other tenants, President, Owner 100%, 07/27/2015, 2hr/mo., 2hr/mo., Entity has an account with a brokerage firm in which you have the ability to initiate or direct trade activity within securities accounts held by this entity, Control of the checkbook, Review bank statements, Make deposits in the checking account, Pay bills/Co-Signor on checking account. 2) 20 Warburton LLC, non-investment-related, 20 Warburton Yonkers NY 10701,real estate , owner partner, president, 07-01-2017, 50%, 5hr/mo. 0hr/mo. 3) Mott Haven Hospitality Corp; non-investment-related;2568 Park Ave Bronx, NY 10451 ; Real Estate and Restaurant retail; partner; 10/24/2019 ; 10;0; 4) Juan Rosario's Insurance Agency; Insurance Agency; Investment-related; 4216 3rd Ave Bronx, NY 10457-4502; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2011; 80; 80; Service customers and supervise employees. 5) Haven Staffing Solutions Corp ; non-investment-related; 299 Surf DR Bronx NY 10473; Staffing company ; Partner, 01/01/2022; 0;0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-16
S63 Uniform Securities Agent State Law Examination 2010-08-20
  • S65 Uniform Investment Adviser Law Examination
    2023-05-16
  • S63 Uniform Securities Agent State Law Examination
    2010-08-20
Other Names
  • Juan Humderto Rosario

View on SEC IAPD

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