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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-03 |
Branch Locations
8181 Communications Pkwy, Bldg A, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Irving | TX | 06/2010 | 05/2018 |
| Prudential Insurance Company Of America | Irving | TX | 06/2010 | 05/2018 |
| Cuso Financial Services, L.P. | Frisco | TX | 05/2018 | 10/2020 |
| Intouch Credit Union | Frisco | TX | 05/2018 | 07/2019 |
| Jpmorgan Chase Bank, N.A. | Plano | TX | 10/2020 | Present |
| J.P. Morgan Securities Llc | Plano | TX | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-02 |
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