Best Investors Account Sign in

Eric Martin Coressel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Laguna Niguel, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-03-19
TX RA APPROVED 2019-03-19
  • CA RA
    APPROVED
    Since 2019-03-19
  • TX RA
    APPROVED
    Since 2019-03-19

Branch Locations

30162 Crown Valley Pkwy, Laguna Niguel, CA 92677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life St. Paul MN 08/2016 02/2019
Securian Financial Services Inc. St. Paul MN 08/2016 02/2019
Tax & Financial Group Newport Beach CA 08/2016 02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lake Forest CA 03/2019 Present
Bank Of America, N.A. Lake Forest CA 03/2019 Present
  • 08/2016 → 02/2019
    Minnesota Life
    St. Paul, MN
  • 08/2016 → 02/2019
    Securian Financial Services Inc.
    St. Paul, MN
  • 08/2016 → 02/2019
    Tax & Financial Group
    Newport Beach, CA
  • 03/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lake Forest, CA
  • 03/2019 → Present
    Bank Of America, N.A.
    Lake Forest, CA
Previous Registrations
  • 2016-09-01 → 2019-02-27
    Securian Financial Services, Inc.
    Newport Beach, CA
  • 2012-02-10 → 2016-08-23
    Pruco Securities, Llc.
    City Of Industry, CA
    Irvine, CA
    Brea, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-31
S63 Uniform Securities Agent State Law Examination 2010-09-02
  • S65 Uniform Investment Adviser Law Examination
    2012-01-31
  • S63 Uniform Securities Agent State Law Examination
    2010-09-02
Other Names
  • Eric Martin Coressel
  • Eric Coressel

View on SEC IAPD

Other Firms

EHRLICH FINANCIAL GROUP
TCFG INVESTMENT ADVISORS, LLC
SENTIENT FINANCIAL, LLC
LPL FINANCIAL LLC
MORGAN STANLEY
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
COMMONWEALTH FINANCIAL NETWORK

Other Investors

ANDREW LEE EHRLICH
HEATHER MICHELLE BOONE
LORA J ROMMEL
JESSICA LYNN KRUSEY
Burton Blayne Brown
Steven Andrew King
Michael John Herlevi
Don M Dumas

Other Offices

EHRLICH FINANCIAL GROUP · LAGUNA NIGUEL, CA
TCFG INVESTMENT ADVISORS, LLC · LAGUNA NIGUEL, CA
SENTIENT FINANCIAL, LLC · LAGUNA NIGUEL, CA
LPL FINANCIAL LLC · LAGUNA NIGUEL, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAGUNA NIGUEL, CA
MORGAN STANLEY · Laguna Niguel, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Laguna Niguel, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Niguel, CA

More in Laguna Niguel, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor