Peter Joseph Smegielski

Current Employers

Employment History

• 12/2014 → Present
  Compass Bank
  Birmingham, AL
• 01/2015 → 07/2020
  Bbva Securities Inc.
  Vista, CA
• 01/2015 → 07/2020
  Bbva Wealth Solutions Inc.
  Vista, CA
• 12/2014 → 07/2020
  Bbva Compass Insurance Agency, Inc.
  Austn, TX
• 07/2020 → 03/2022
  Pfg Advisors
  La Jolla, CA
• 07/2020 → 06/2024
  Securities America, Inc.
  La Jolla, CA
• 03/2022 → 11/2024
  Arbor Point Advisors
  La Jolla, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  San Diego, CA
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2022-02-17 → 2024-11-08
  Arbor Point Advisors
  La Jolla, CA
  San Diego, CA
• 2020-07-08 → 2022-03-01
  Pfg Advisors
  San Diego, CA
  La Jolla, CA
• 2015-01-29 → 2020-07-01
  Pnc Managed Account Solutions, Inc.
  Vista, CA
• 2012-02-15 → 2014-11-21
  Wells Fargo Clearing Services, Llc
  San Diego, CA
  San Leandro, CA
  San Diego, CA
  San Diego, CA

Other Businesses

1. YOUNG LIVING ESSENTIAL OILS, LLC POSITION: Independent Consultant NATURE: Health and Beauty Products INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/31/2014 ADDRESS: Lehi UT 84043 DESCRIPTION: Direct Sales 2. OSAIC ADVISORY SERVICES, LLC POSITION: Financial Advisor NATURE: Osaic Advisory Services, LLC is an affiliate of Osaic Wealth, Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/18/2021 ADDRESS: Atlanta GA 30339 DESCRIPTION: Financial Advisor 3. INSURANCE BUSINESS POSITION: Agent NATURE: Affiliated Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/01/2020 ADDRESS: SAN DIEGO CA 92127 DESCRIPTION: Agent 4. REAL ESTATE AGENT POSITION: Salesperson NATURE: Real Estate Services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/06/2023 ADDRESS: La Jolla CA 92037 DESCRIPTION: State of California License 01741211 Method of Compensation - Referral fee for introducing friends, family and referrals from tax and legal professionals to active real estate agents for home buying and selling. 5. STATE BAR OF CALIFORNIA POSITION: Exam Proctor NATURE: Administer the California Bar Exam INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 6 START DATE: 02/20/2023 ADDRESS: San Diego CA 92108 DESCRIPTION: Assist with set-up of test materials before the beginning of the exam sessions. Verify applicant admittance documentation before directing applicants to assigned seating. Enforce exam rules and policies, such as those regarding items allowed into a test center. Allow only authorized personnel within the secured test center. Maintain the security of exam materials at all times. Distribute, collect, and account for exam materials over at least three consecutive days. Complete various exam forms. Monitor applicants during the exam to ensure applicants are not accessing unauthorized assistance. 6. FIRST CHOICE FINANCIAL POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/25/2024 ADDRESS: San Diego CA 92127 DESCRIPTION: Independent corporate entity 7. FIRST CHURCH OF CHRIST, SCIENTIST POSITION: Treasurer NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2026 ADDRESS: Rancho Santa Fe CA 92067 DESCRIPTION: Keep a correct account of all receipts and disbursements of the congregation. I will not provide investment advice. I will not write checks and I will not be a signer on any of the entity's bank or investment accounts. 8. DEL NORTE HIGH SCHOOL ATHLETIC FOUNDATION POSITION: VP of Community and Corporate Fundraising NATURE: 501(c)(3) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2026 ADDRESS: San Diego CA 92127 DESCRIPTION: Support over 70 athletic teams at Del Norte High School, a public school in the Poway Unified School District, providing a growing list of equipment, facility improvements and services. 9. STATE BAR OF CALIFORNIA POSITION: Exam Proctor NATURE: Administer the California Bar Exam INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/20/2023 ADDRESS: San Francisco CA 94105 DESCRIPTION: Assist with set-up of test materials prior to the beginning of the exam sessions. Verify applicant admittance documentation before directing applicants to assigned seating. Enforce exam rules and policies, such as those regarding items allowed into a test center. Allow only authorized personnel within the secured test center. Maintain the security of exam materials at all times. Distribute, collect, and account for exam materials over the course of at least three consecutive days. Complete various exam forms. Monitor applicants during exam to ensure applicants are not accessing unauthorized assistance.

Exams

• S66 Uniform Combined State Law Examination
  2012-01-05
• S63 Uniform Securities Agent State Law Examination
  2010-11-17

Other Names

• Peter Smegielski
• Peter Joseph Smegielski