Hyunseo Koo

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2006 → 08/2017
  Pruco Securities Llc
  Flushing, NY
• 02/2006 → 08/2017
  Prudential Insurance Company Of America
  Flushing, NY
• 09/2017 → 11/2018
  Sii
  Melville, NY
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  New York, NY

Other Businesses

1. INSURANCE BROKER - HYUNSEO KOO POSITION: Insurance Broker NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 09/05/2017 ADDRESS: 16 W 32nd St, #802, New York NY 10001, United States DESCRIPTION: Property and Casualty 2. INSURANCE BROKER - HYUNSEO KOO POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/14/2017 ADDRESS: 16 W 32nd St., #802, New York NY 10001, United States DESCRIPTION: Life, Annuities, LTC, DI Insurance Broker 3. INSURANCE BROKER - HYUNSEO KOO POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/14/2017 ADDRESS: 16 W 32nd St., #802, New York NY 10001, United States DESCRIPTION: Health and Group Benefits 4. LIGHTHOUSE FINANCIAL NETWORK, LLC POSITION: Investment Adviser Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/08/2017 ADDRESS: 16 W 32nd Street, #802, New York NY 10001, United States DESCRIPTION: Lighthouse Financial Network, LLC is marketing name used to market/ solicit BD related products and services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-04-25
• S63 Uniform Securities Agent State Law Examination
  2006-03-11

Other Names

• Collin Koo