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Christopher Russell Raftary

Raymond James & Associates, Inc.

Boulder, CO

Denver, CO

CRD 5824660

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-12
CO RA APPROVED 2020-05-12
  • TX RA
    APPROVED
    Since 2021-08-12
  • CO RA
    APPROVED
    Since 2020-05-12

Branch Locations

1881 9Th Street Suite 250, Boulder, CO 80302 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Distributors Llc Denver CO 07/2010 12/2016
Raymond James & Associates Nashville TN 12/2016 03/2017
Raymond James & Associates, Inc. Denver CO 03/2017 Present
  • 07/2010 → 12/2016
    Jackson National Life Distributors Llc
    Denver, CO
  • 12/2016 → 03/2017
    Raymond James & Associates
    Nashville, TN
  • 03/2017 → Present
    Denver, CO
Other Businesses

(1) Name of Business: Random Glove, LLC Address: 3111 S Magnolia St, Denver, CO, 80224, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 10/29/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is an LLC that will soon own a piece of rental property, split 50/50 with another co-owner who is NOT securities licensed or within the financial services industry. As of now the only business this company is involved in is rental property (1) (2) Name of Business: Rental Property 1 - Cedar Address: 165 W Cedar Ave, 2, Denver, CO, 80223, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Through use of a rental management company, I am the owner of a condo which rents out on an annul basis.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-08-22
  • S63 Uniform Securities Agent State Law Examination
    2010-08-22
Designations
  • Certified Financial Planner

View on SEC IAPD

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