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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Willamsville | NY | 12/2014 | 11/2024 |
| Prudential Insurance Company Of America | Willamsville | NY | 12/2014 | Present |
| Lpl Enterprise, Llc | Williamsville | NY | 11/2024 | Present |
1) 10/01/2024- Topper Financial, Insurance And Financial Services, Providing Service Since 1986- DBA for LPL Business (entity for LPL business)- Selling Life Health and Annuities- INV Related- At Williamsville, NY- Start date 05/02/2016- 1 HRS MTH- 1 HRS During Trading 2) 5475 Main St Inc- Real Estate Rental- This is a real estate holding company. As treasurer, I pay bills, oversee accounts and bank statements.- INV Related- At Williamsville, NY- Start date 10/14/2021- 1 HRS MTH- 1 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-08 |
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