Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-06-14 |
| KS | RA | APPROVED | 2017-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Lawrence | KS | 03/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Lawrence | KS | 03/2020 | Present |
Outside Employment; SRS Enterprise Inc; Employee, Financial Advisor/Client Concierge - Trades, new business, client relations; Manage advisory business; 3220 Mesa Way Ste D, , Lawrence, KS, 66049; Investment-Related; 03/01/2017; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-08 |
Reach out to this advisor