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Alberto Antonio Francis

Corient

Houston, TX

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-11
  • TX RA
    APPROVED
    Since 2026-02-11

Branch Locations

2929 Allen Parkway Suite 3000, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cypress Street Capital Austin TX 08/2016 03/2017
Lone Star National Bank Mcallen TX 04/2017 08/2018
Bank Of America Houston TX 08/2018 07/2024
Lpl Financial Houston TX 08/2024 01/2026
Corient Services Llc Miami FL 01/2026 Present
Corient Houston TX 01/2026 Present
  • 08/2016 → 03/2017
    Cypress Street Capital
    Austin, TX
  • 04/2017 → 08/2018
    Lone Star National Bank
    Mcallen, TX
  • 08/2018 → 07/2024
    Bank Of America
    Houston, TX
  • 08/2024 → 01/2026
    Lpl Financial
    Houston, TX
  • 01/2026 → Present
    Corient Services Llc
    Miami, FL
  • 01/2026 → Present
    Corient
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-06
S63 Uniform Securities Agent State Law Examination 2012-11-12
  • S66 Uniform Combined State Law Examination
    2017-07-06
  • S63 Uniform Securities Agent State Law Examination
    2012-11-12
Other Names
  • Alberto Francis
  • Alberto Antonio Francis

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
MARINER INDEPENDENT

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

More in Houston, TX

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