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Marissa M Roncancio

Morgan Stanley

Long Beach, CA

CRD 5821511

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-27
TX RA APPROVED 2021-09-27
  • CA RA
    APPROVED
    Since 2021-09-27
  • TX RA
    APPROVED
    Since 2021-09-27

Branch Locations

3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Seal Beach CA 08/2014 11/2016
Wells Fargo Clearing Services, Llc Seal Beach CA 11/2016 09/2021
Morgan Stanley Long Beach CA 09/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-14
  • S66 Uniform Combined State Law Examination
    2015-12-14
Other Names
  • Marissa Michelle Roncancio

View on SEC IAPD

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